#SCE

The SEC (U.S. Securities and Exchange Commission) enforces laws to protect investors, ensure fair markets, and facilitate capital formation. Key guidelines require public companies to disclose accurate financial information regularly through reports like 10-K, 10-Q, and 8-K. Insider trading is strictly prohibited. The SEC oversees securities offerings, broker-dealers, investment advisors, and mutual funds. Companies must register securities unless exempt. For startups, Regulation D and Regulation Crowdfunding offer pathways to raise capital legally. The SEC also monitors cryptocurrency-related offerings for compliance. Violations can lead to fines or legal action. Overall, transparency, fairness, and investor protection drive SEC enforcement.